Review Meetings-Student Code of Conduct

For incidents of alleged Title IX conduct, the university follows the Title IX Prohibited Conduct Process

The purpose of a Review Meeting is to determine whether a student has failed to follow the standards governing student conduct at Pacific Lutheran University. As educators, the Review Officer’s responsibilities within a Review Meeting include:

  • Reviewing Incident Reports and determining whether, or to what extent, students were involved in the reported misconduct;
  • Assisting students toward responsible conduct; and
  • Determining appropriate sanctions when necessary.

Review Meetings are neither formal court trials nor formal administrative hearings. Rather, they are structured educational discussions that focus on the student’s behavior in association with the university community. Review Meetings give all parties the opportunity to identify concerns, explain perceptions, explore behavior, and hear suggestions. The emphasis is placed on student behavior and the relationship of behavior to commitments and responsibilities inherent in accepting membership into the university community.

The following is an overview of Review Meeting guidelines and procedures:

Notice of Meeting:

The Office of Student Rights and Responsibilities notifies students named in an Incident Report of the date, time, and place for the Review Meeting.

Timing of Process:

The Review process is designed to meet the need for individual investigation and consideration of each Incident Report, so time frames must necessarily be established with flexibility. Most Review Meetings are completed within ten business days, but for more complex cases, the estimated timeline is 60 days. Other time estimates are set out in these procedures for context, but are guidelines only. If the deadlines are missed by an individual or PLU, it will not keep the Review Meeting from continuing. Once the timing is established for a Review Meeting, students must either comply with the established timeline, or request an extension in writing via email to srr@plu.edu and setting forth the reason for needing additional time.

Efforts to process Incident Reports will begin promptly and will be complete as soon as it is practical, given considerations around scheduling, investigation, and other considerations as applicable.

  • Review Meetings are usually scheduled within five business days, but this time can vary depending on requests for extension of time by the students involved, Review Officer schedules, campus exigencies, etc.
  • Reasonable efforts will be made to provide documents to be used in the Review Meeting at least 24 hours before the Review Meeting begins. Please see below section for more information on the receipt and use of documents during a Review Meeting.
  • Reasonable efforts will be made to send out determination letters within 72 hours after the close of a Review Meeting.
  • The determination letter for each incident will include information on the appeal process and the deadline to submit appeals. That deadline is typically 72 hours, or three business days, after the determination letter has been sent. A decision on the appeal is usually made within 10 days after the appeal has been filed.
  • In cases of alleged violations of the Sexual Misconduct policy, timelines may vary and each student will receive specific timelines for each case. See the Sexual Misconduct policy for information and timelines of the process.

Order of Review Meeting:

While each Review Officer has the discretion to conduct a Review Meeting in their own manner, certain procedures will be followed for each meeting.

  • The Review Officer(s) review the written material, including the Incident Report, prior to the meeting and prepare appropriate questions.
  • At the beginning of the Review Meeting, the Review Officer(s) will explain the process to the student, including information on FERPA and the student’s ability to appeal any decision.
  • The Review Officer(s) will hear from all persons involved in an incident to determine the facts.
  • The Review Officer(s) may ask questions to determine what occurred, why it occurred, how others may perceive it, and whether the behavior fits within university standards. 
  • The Review Officer(s) will review all written information submitted with regard to the incident.
  • Review Officer(s) have the discretion to assign additional charges to a student, should additional information come up that was not known at the time the charge letter was sent to the student.
  • All Review Meetings are audio-recorded.

Witnesses:

Witnesses may be requested by the Review Officer(s) and/or students who are named in the Incident Report. The Office of Student Rights and Responsibilities will work with the Review Officer(s) to determine the relevancy of witnesses and invite them to the Review Meeting if applicable. Review Officers may limit witness testimony to the facts of the situation.

Any student wishing to provide witnesses must submit a witness statement form via the SRR website, at least 24 hours prior to the scheduled Review Meeting. SRR and the Review Officer(s) will determine whether the witness should attend the Review Meeting, and will communicate that to the student. If a witness is heard:

  • Witnesses will attend Review Meetings in the beginning of the meeting only to hear procedures and to present information. They are excused as soon as their testimony is completed.
  • Review Officer(s) may ask clarifying questions to witnesses as deemed appropriate. All questions must be pertinent to the report and the purposes of the meeting.
  • Review Officer(s) may invite as witnesses, persons who submit Incident Reports or other persons who may have firsthand information about the incident.
  • As a general rule, students alleged to have violated the Student Code of Conduct (responding students) may be present during the Review Meeting when the Review Officer(s) is receiving information from witnesses. Certain exceptions to this general rule may occur, however, when at the discretion of the Office of Student Rights and Responsibilities, circumstances warrant. Examples, without limitation, are as follows:
    • Complainant or witnesses may be permitted to attend the Review Meeting via electronic means, or may be separated from the Respondent by a screen or other appropriate means.
    • Students alleged to have violated the Student Code of Conduct who are alleged to present a threat to the community may be required to attend via alternative means.
    • Students who create excessive disruption may be required to attend by alternative means.
    • During sexual misconduct investigations. Please see the Sexual Misconduct policy for further information.
    • When more than one student alleged to have violated the Student Code of Conduct is involved in the same incident, the Review Officers may consider each student’s involvement separately and exclude the other students from the meeting. Under this circumstance, each responding student shall be given the opportunity to review and respond to all information considered at the Review Meeting concerning their misconduct.
  • While discussing an incident with one student, the Review Officer(s) may receive information that may affect another student. In this event, the Review Officer shall inform the other student and provide the other student with the opportunity to respond before the Review Officer(s) make a decision. If the information received could result in sanctions under the Student Rights and Responsibilities procedures, the Student Rights and Responsibilities Office, in their discretion, may complete an Incident Report based on the new information, thus beginning the process for the student who is not the subject of the original meeting.
  • During the Review Meeting, the Review Officer(s) may receive information which may result in further violations to be considered for a student involved in the incident. The Review Officer(s) will be honest with the student if this is the case, and will allow the student to speak on that violation during the Review Meeting.
  • After all witnesses have spoken, the responding student may make a summary statement. The Review Officers may limit the summary based on time and content, and may terminate the summary statement if the Review Officer(s) believe the statement is not relevant.

Lawyers and Legal Counsel:

Lawyers and/or legal counsel are not permitted at Review Meetings, with the exception of Sexual Misconduct and Physical Assault processes. However, the university expects all students to speak for themselves during Review Meetings, should legal counsel be present. During sexual misconduct meetings, cross-examination is allowed and expected.  In this sole situation, lawyers are allowed to participate in the Formal Process Hearing through cross-examination.

Complainants Alleging Sexual Misconduct and/or Physical Assault:

Complainants alleging sexual misconduct or physical assault will be offered the opportunity to be present at all Review Meeting proceedings. Respondents are also offered the opportunity to attend all meetings. If the Complainant and/or the Respondent in such incidents choose not to be present at all proceedings, then both shall be given the opportunity to hear and/or read all information presented during the process. If a student chooses to participate but not attend, arrangements must be made at least 24 hours prior to the Review Meeting time. Complainants of other incidents, including but not limited to: Concern for Self and Others, Property Damage, and Vandalism, may be involved in Review Meetings at the discretion of the Office of Student Rights and Responsibilities.

In any meeting involving PLU’s sexual misconduct and/or physical assault policies, the Complainant will receive information about the outcome of the meeting and any sanctions imposed on the Respondent that directly relates to the Complainant (examples include No Contact Orders, Housing changes, etc.). Such disclosures will be made consistent with the Family Education and Privacy Rights Act (FERPA). 

Deliberation and Decision Making:

The Review Officer(s) will deliberate privately. Members of the Office of Student Rights and Responsibilities may be called upon to advise on procedural matters as applicable. 

  • Deliberations generally take the following form:
    1. Review of information obtained during Review Meeting
    2. Review of all supplemental documentation as applicable
    3. Decision reached by discussion and collaboration 
      • If there are more than two Review Officers or Decision Makers, or a conduct board, a decision may be reached by a majority vote.
    4. Students who are found responsible for a violation are sanctioned according to the nature of the misconduct, a review of their conduct history, and in consideration of the individual student.

Notification of Decision:

Students receive their Determination Letter, which provides the decision of responsibility, along with rationale and sanctioning, through their PLU email.

  • In non Sexual Misconduct cases, students that do not attend the Review Meeting will have their Review Officer(s) make a decision of responsibility in the student’s absence, based on the available information. Students will receive notification of the decision via email.
  • If the Review Officers do not reach a decision during the meeting, they will generally render a decision within 3 business days at the conclusion of the Review Meeting. In the event that additional time is needed, the student will be notified via email of the revised timeline.
  • In Sexual Misconduct cases that meet Title IX criteria and jurisdiction, the Decision Maker(s) will issue a written determination simultaneously to each party, along with information about how to file an appeal. The notification will also include the allegations constituting sexual misconduct, university response procedural steps, rationale for the result as to each allegation, any disciplinary sanctions, and whether remedies will be provided to the complainant. 

Disqualification of Review Officers or Decision Makers:

There are several reasons the originally assigned Review Officer(s) or Decision Makers may be disqualified from a Review Meeting.

  • After reviewing the documents related to an incident, any Review Officer or Decision Maker who has personal knowledge of the situation must share this knowledge with the Office of Student Rights and Responsibilities. The SRR Office will, in its sole discretion, decide whether that Review Officer should be excluded from the meeting. The SRR Office will determine and assign, at its sole discretion, another Review Officer or Decision Maker as applicable.
  • Review Officers or Decision Makers who have prior knowledge of an assigned case must report that knowledge to the Office of Student Rights and Responsibilities. If that Review Officer or Decision Maker still reviews that case, they must inform the student prior to the start of the Review Meeting of their knowledge.
  • A Respondent or Complainant may, before a Review Meeting, request the disqualification of any Review Officer or Decision Maker who they believe to be biased against themselves. The burden of substantiating the charge of bias rests with the student. The final determination of bias is made by the Office of Student Rights and Responsibilities. Students are asked to contact the Office of Student Rights and Responsibilities at least 24 hours prior to the scheduled Review Meeting to report concerns about bias with respect to the Review Officers. Failure to do so may impact the Review Officer’s or Decision Maker’s  determination as to whether the meeting should continue.
  • If disqualification results in the loss of a Review Officer or Decision Maker, the Review Meeting will be postponed until another Review Officer or Decision Maker may be assigned, unless the student agrees to proceed with the Review Meeting.